James M. Oates - 26 May 2021 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Director
Signature
/s/ James M. Oates
Issuer symbol
SF
Transactions as of
26 May 2021
Net transactions value
$0
Form type
4
Filing time
28 May 2021, 15:59:40 UTC
Next filing
03 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +22,154 +780% $0.000000 24,996 26 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -22,154 -100% $0.000000* 0 26 May 2021 Common Stock 22,154 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

James M. Oates is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.