GOGGINS JOHN J - 24 May 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
EVP and General Counsel
Signature
John J. Goggins
Issuer symbol
MCO
Transactions as of
24 May 2021
Net transactions value
-$2,111,030
Form type
4
Filing time
25 May 2021, 16:00:15 UTC
Previous filing
12 May 2021
Next filing
04 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $681,552 +8,434 +51% $80.81 24,815 24 May 2021 Direct F1
transaction MCO Common Stock Sale $2,792,582 -8,434 -34% $331.11 16,381 24 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -8,434 -100% $0.000000* 0 24 May 2021 Common Stock 8,434 $80.81 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2 One fourth of the options vested each year beginning with the date indicated.