GOGGINS JOHN J - 10 May 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
EVP and General Counsel
Signature
John J. Goggins
Issuer symbol
MCO
Transactions as of
10 May 2021
Net transactions value
-$2,419,557
Form type
4
Filing time
12 May 2021, 16:00:09 UTC
Next filing
25 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $1,001,270 +10,216 +62% $98.01 26,597 10 May 2021 Direct F1
transaction MCO Common Stock Sale $3,420,828 -10,216 -38% $334.85 16,381 10 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -10,216 -100% $0.000000* 0 10 May 2021 Common Stock 10,216 $98.01 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2 One fourth of the options vested each year beginning with the date indicated.