Goggins John J - May 10, 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
EVP and General Counsel
Signature
John J. Goggins
Stock symbol
MCO
Transactions as of
May 10, 2021
Transactions value $
-$2,419,557
Form type
4
Date filed
5/12/2021, 04:00 PM
Next filing
May 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $1M +10.2K +62.36% $98.01 26.6K May 10, 2021 Direct F1
transaction MCO Common Stock Sale -$3.42M -10.2K -38.41% $334.85 16.4K May 10, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -10.2K -100% $0.00* 0 May 10, 2021 Common Stock 10.2K $98.01 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2 One fourth of the options vested each year beginning with the date indicated.