Carl H. Lindner III - 21 May 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Role
Co-CEO & Co-President, Director
Signature
Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact
Issuer symbol
AFG
Transactions as of
21 May 2021
Net transactions value
-$4,364,062
Form type
4
Filing time
24 May 2021, 16:09:21 UTC
Previous filing
12 May 2021
Next filing
10 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFG Common Stock Options Exercise $747,266 +13,240 $56.44 13,240 21 May 2021 Direct
transaction AFG Common Stock Options Exercise $3,157,500 +50,000 +378% $63.15 63,240 21 May 2021 Direct
transaction AFG Common Stock Sale $5,465 -41 -0.06% $133.30 63,199 21 May 2021 Direct
transaction AFG Common Stock Sale $668,279 -5,037 -8% $132.67 58,162 21 May 2021 Direct F1
transaction AFG Common Stock Sale $7,528,459 -57,654 -99% $130.58 508 21 May 2021 Direct F2
transaction AFG Common Stock Sale $66,624 -508 -100% $131.15 0 21 May 2021 Direct F3
holding AFG Common Stock 2,087,917 21 May 2021 Indirect #1 F4
holding AFG Common Stock 1,325,043 21 May 2021 Indirect #13 F5
holding AFG Common Stock 493,602 21 May 2021 Indirect #14 F6
holding AFG Common Stock 103,131 21 May 2021 Indirect #15 F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Stock Option Exercise Options Exercise $0 -13,240 -100% $0.000000* 0 21 May 2021 Common Stock 13,240 $56.44 Direct F8
transaction AFG Stock Option Exercise Options Exercise $0 -50,000 -100% $0.000000* 0 21 May 2021 Common Stock 50,000 $63.15 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.135 to $133.125, inclusive.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.09 to $131.085, inclusive.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.095 to $131.19, inclusive.
F4 Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
F5 Indirect #13: By C3 Family Trust 2010-1
F6 Indirect #14: C3 QAT Dtd 9/25/20.
F7 Indirect #15: By #13 C# Legacy Trust 12/1/20.
F8 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.