Carl H. Lindner III - May 10, 2021 Form 4 Insider Report for AMERICAN FINANCIAL GROUP INC (AFG)

Role
Co-CEO & Co-President, Director
Signature
Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact
Stock symbol
AFG
Transactions as of
May 10, 2021
Transactions value $
-$6,932,196
Form type
4
Date filed
5/12/2021, 04:12 PM
Next filing
May 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFG Common Stock Options Exercise $2.2M +50K $44.01 50K May 10, 2021 Direct
transaction AFG Common Stock Sale -$5.7M -43.9K -87.8% $129.86 6.1K May 10, 2021 Direct F1
transaction AFG Common Stock Sale -$792K -6.1K -100% $129.83 0 May 10, 2021 Direct F2
transaction AFG Common Stock Options Exercise $2.07M +36.8K $56.44 36.8K May 10, 2021 Direct
transaction AFG Common Stock Sale -$4.67M -36.4K -99.1% $128.25 332 May 10, 2021 Direct F3
transaction AFG Common Stock Sale -$42.8K -332 -100% $129.02 0 May 10, 2021 Direct F4
holding AFG Common Stock 2.09M May 10, 2021 Indirect #1 F5
holding AFG Common Stock 1.33M May 10, 2021 Indirect #13 F6
holding AFG Common Stock 494K May 10, 2021 Indirect #14 F7
holding AFG Common Stock 103K May 10, 2021 Indirect #15 F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AFG Stock Option Exercise Options Exercise $0 -50K -100% $0.00* 0 May 10, 2021 Common Stock 50K $44.01 Direct F9
transaction AFG Stock Option Exercise Options Exercise $0 -36.8K -73.52% $0.00 13.2K May 10, 2021 Common Stock 36.8K $56.44 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.50 to $129.50 inclusive.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.51 to $130.25, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.00 to $128.985, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.02 to $129.025, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5 Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended.
F6 Indirect #13: By C3 Family Trust 2010-1
F7 Indirect #14: C3 QAT Dtd 9/25/20.
F8 Indirect #15: By #13 C# Legacy Trust 12/1/20.
F9 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.