| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AFG | Common Stock | Options Exercise | $2,200,500 | +50,000 | $44.01 | 50,000 | 10 May 2021 | Direct | ||
| transaction | AFG | Common Stock | Sale | $5,700,883 | -43,901 | -88% | $129.86 | 6,099 | 10 May 2021 | Direct | F1 |
| transaction | AFG | Common Stock | Sale | $791,811 | -6,099 | -100% | $129.83 | 0 | 10 May 2021 | Direct | F2 |
| transaction | AFG | Common Stock | Options Exercise | $2,074,734 | +36,760 | $56.44 | 36,760 | 10 May 2021 | Direct | ||
| transaction | AFG | Common Stock | Sale | $4,671,902 | -36,428 | -99% | $128.25 | 332 | 10 May 2021 | Direct | F3 |
| transaction | AFG | Common Stock | Sale | $42,835 | -332 | -100% | $129.02 | 0 | 10 May 2021 | Direct | F4 |
| holding | AFG | Common Stock | 2,087,917 | 10 May 2021 | Indirect #1 | F5 | |||||
| holding | AFG | Common Stock | 1,325,043 | 10 May 2021 | Indirect #13 | F6 | |||||
| holding | AFG | Common Stock | 493,602 | 10 May 2021 | Indirect #14 | F7 | |||||
| holding | AFG | Common Stock | 103,131 | 10 May 2021 | Indirect #15 | F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AFG | Stock Option Exercise | Options Exercise | $0 | -50,000 | -100% | $0.000000* | 0 | 10 May 2021 | Common Stock | 50,000 | $44.01 | Direct | F9 |
| transaction | AFG | Stock Option Exercise | Options Exercise | $0 | -36,760 | -74% | $0.000000 | 13,240 | 10 May 2021 | Common Stock | 36,760 | $56.44 | Direct | F9 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.50 to $129.50 inclusive. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.51 to $130.25, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.00 to $128.985, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.02 to $129.025, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F5 | Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. |
| F6 | Indirect #13: By C3 Family Trust 2010-1 |
| F7 | Indirect #14: C3 QAT Dtd 9/25/20. |
| F8 | Indirect #15: By #13 C# Legacy Trust 12/1/20. |
| F9 | These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. |