Robert A. Eckel - May 14, 2021 Form 4/A - Amendment Insider Report for AWARE INC /MA/ (AWRE)

Role
CEO & President, Director
Signature
/s/ Robert A. Eckel
Stock symbol
AWRE
Transactions as of
May 14, 2021
Transactions value $
$35,100
Form type
4/A - Amendment
Date filed
5/17/2021, 06:20 PM
Date Of Original Report
May 17, 2021
Next filing
Sep 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWRE Common Stock Purchase $35.1K +10K +6.97% $3.51 153K May 14, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AWRE Stock Option (right to buy) 1.25M May 14, 2021 Common Stock 1.25M $4.73 Direct F1
holding AWRE Stock Option (right to buy) 50K May 14, 2021 Common Stock 50K $4.50 Direct F2
holding AWRE Stock Option (right to buy) 50K May 14, 2021 Common Stock 50K $5.50 Direct F2
holding AWRE Stock Option (right to buy) 50K May 14, 2021 Common Stock 50K $6.50 Direct F2
holding AWRE Stock Option (right to buy) 50K May 14, 2021 Common Stock 50K $7.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023
F2 Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023.

Remarks:

This amendment is being filed to correct an incorrect transaction code in Table 1 column 3 in the original filing.