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Signature
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By: /s/ Jennifer Prosba For: Daniel G. Welch
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Stock symbol
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SGEN
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Transactions as of
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May 15, 2023
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Transactions value $
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-$120,023
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Form type
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4
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Date filed
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5/16/2023, 07:23 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
SGEN |
Common Stock |
Options Exercise |
$253K |
+1.86K |
+29.81% |
$135.63 |
8.12K |
May 15, 2023 |
Direct |
|
transaction |
SGEN |
Common Stock |
Sale |
-$373K |
-1.86K |
-22.96% |
$200.02 |
6.25K |
May 15, 2023 |
Direct |
F1, F2 |
holding |
SGEN |
Common Stock |
|
|
|
|
|
12.3K |
May 15, 2023 |
by Trust |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
SGEN |
Non-Qualified Stock Option (right to buy) |
Options Exercise |
$0 |
-1.86K |
-50.71% |
$0.00 |
1.81K |
May 15, 2023 |
Common Stock |
1.86K |
$135.63 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: