| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SGEN | Common Stock | Options Exercise | $331,557 | +5,150 | +75% | $64.38 | 12,049 | 01 May 2023 | Direct | F1 |
| transaction | SGEN | Common Stock | Sale | $1,030,206 | -5,150 | -43% | $200.04 | 6,899 | 01 May 2023 | Direct | F1, F2, F3 |
| transaction | SGEN | Common Stock | Options Exercise | $112,972 | +1,990 | +29% | $56.77 | 8,889 | 01 May 2023 | Direct | F1 |
| transaction | SGEN | Common Stock | Sale | $398,239 | -1,990 | -22% | $200.12 | 6,899 | 01 May 2023 | Direct | F1, F2, F4 |
| transaction | SGEN | Common Stock | Sale | $59,018 | -295 | -4.3% | $200.06 | 6,604 | 01 May 2023 | Direct | F1, F2, F5 |
| transaction | SGEN | Common Stock | Sale | $978,293 | -4,890 | -21% | $200.06 | 18,170 | 01 May 2023 | by Trust | F2, F6 |
| transaction | SGEN | Common Stock | Options Exercise | $121,549 | +1,888 | +29% | $64.38 | 8,492 | 02 May 2023 | Direct | F1 |
| transaction | SGEN | Common Stock | Sale | $377,694 | -1,888 | -22% | $200.05 | 6,604 | 02 May 2023 | Direct | F1, F2, F7 |
| transaction | SGEN | Common Stock | Options Exercise | $508,406 | +3,171 | +48% | $160.33 | 9,775 | 02 May 2023 | Direct | F1 |
| transaction | SGEN | Common Stock | Sale | $634,359 | -3,171 | -32% | $200.05 | 6,604 | 02 May 2023 | Direct | F1, F2, F8 |
| transaction | SGEN | Common Stock | Options Exercise | $510,645 | +3,462 | +52% | $147.50 | 10,066 | 02 May 2023 | Direct | F1 |
| transaction | SGEN | Common Stock | Sale | $692,746 | -3,462 | -34% | $200.10 | 6,604 | 02 May 2023 | Direct | F1, F2, F9 |
| transaction | SGEN | Common Stock | Sale | $70,225 | -351 | -5.3% | $200.07 | 6,253 | 02 May 2023 | Direct | F1, F2, F10 |
| transaction | SGEN | Common Stock | Sale | $1,167,408 | -5,835 | -32% | $200.07 | 12,335 | 02 May 2023 | by Trust | F2, F10 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SGEN | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -1,990 | -100% | $0.000000* | 0 | 01 May 2023 | Common Stock | 1,990 | $56.77 | Direct | F11 |
| transaction | SGEN | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -5,150 | -73% | $0.000000 | 1,888 | 01 May 2023 | Common Stock | 5,150 | $64.38 | Direct | F12 |
| transaction | SGEN | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -1,888 | -100% | $0.000000* | 0 | 02 May 2023 | Common Stock | 1,888 | $64.38 | Direct | F12 |
| transaction | SGEN | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -3,171 | -100% | $0.000000* | 0 | 02 May 2023 | Common Stock | 3,171 | $160.33 | Direct | F13 |
| transaction | SGEN | Non-Qualified Stock Option (right to buy) | Options Exercise | $0 | -3,462 | -100% | $0.000000* | 0 | 02 May 2023 | Common Stock | 3,462 | $147.50 | Direct | F14 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting. |
| F2 | Sales reported in this Form 4 were effected pursuant to written plans, entered into on September 7, 2022, that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). |
| F3 | Reflects sales of common stock executed in multiple transactions at prices ranging from $200.02 to $200.06. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected. |
| F4 | Reflects sales of common stock executed in multiple transactions at prices ranging from $200.03 to $200.41. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected. |
| F5 | Reflects sales of common stock executed in multiple transactions at prices ranging from $200.02 to $200.41. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected. |
| F6 | Reflects sales of common stock executed in multiple transactions at prices ranging from $200.02 to $200.43. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected. |
| F7 | Reflects sales of common stock executed in multiple transactions at prices ranging from $200.04 to $200.05. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected. |
| F8 | Reflects sales of common stock executed in multiple transactions at prices ranging from $200.04 to $200.08. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected. |
| F9 | Reflects sales of common stock executed in multiple transactions at prices ranging from $200.05 to $200.16. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected. |
| F10 | Reflects sales of common stock executed in multiple transactions at prices ranging from $200.04 to $200.16 The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected. |
| F11 | Options vested in full on 5/18/19. |
| F12 | Options vested in full on 5/20/20. |
| F13 | Options vested in full on 5/15/21. |
| F14 | Options vested in full on 5/14/22. |