Patrick James Walsh - 05 Apr 2024 Form 4 Insider Report for POTBELLY CORP (PBPB)

Role
Chief People Officer
Signature
/s/ Patrick James Walsh
Issuer symbol
PBPB
Transactions as of
05 Apr 2024
Net transactions value
-$9,958
Form type
4
Filing time
08 Apr 2025, 18:09:28 UTC
Previous filing
20 Jun 2023
Next filing
26 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBPB Common Stock Award $0 +11,627 +88% $0.000000 24,884 05 Apr 2024 Direct F1, F2
transaction PBPB Common Stock Tax liability $9,958 -1,129 -4.5% $8.82 23,755 05 Apr 2025 Direct F3
transaction PBPB Common Stock Award $0 +13,812 +58% $0.000000 37,567 07 Apr 2025 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBPB Performance Stock Units Award $0 +11,627 $0.000000 11,627 05 Apr 2024 Common Stock 11,627 Direct F1, F5
transaction PBPB Performance Stock Units Award $0 +13,812 $0.000000 13,812 07 Apr 2025 Common Stock 13,812 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units and performance stock units granted to the Reporting Person on April 5, 2024 which were inadvertently not reported when granted.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 5, 2025, April 5, 2026 and April 5, 2027.
F3 Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 5, 2024.
F4 Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 7, 2026, April 7, 2027 and April 7, 2028.
F5 Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.