Robert D. Wright - 03 Jan 2024 Form 4 Insider Report for POTBELLY CORP (PBPB)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Jan 2024, 16:03:06 UTC
Prior SEC filing
02 Jan 2024
Next SEC filing
01 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert D. Wright

Key filing fact

Robert D. Wright filed Form 4 for POTBELLY CORP (PBPB) on 09 Jan 2024.

Key facts

  • This page summarizes Robert D. Wright's Form 4 filing for POTBELLY CORP (PBPB).
  • 9 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 09 Jan 2024, 16:03.

Change

  • Previous filing in this sequence was filed on 02 Jan 2024.
  • Current net transaction value: -$317,210.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PBPB transaction

Common Stock

Award

Transaction value
$0
Shares
+9,842
Change %
+1.5%
Price
$0.000000
Shares after
687,872
Date
03 Jan 2024
Ownership
Direct
Footnotes
F1
PBPB transaction

Common Stock

Tax liability

Transaction value
$44,643
Shares
-4,394
Change %
-0.64%
Price
$10.16
Shares after
683,478
Date
03 Jan 2024
Ownership
Direct
Footnotes
F2
PBPB transaction

Common Stock

Options Exercise

Transaction value
Shares
+19,685
Change %
+2.9%
Price
Shares after
703,163
Date
08 Jan 2024
Ownership
Direct
Footnotes
F3
PBPB transaction

Common Stock

Tax liability

Transaction value
$93,882
Shares
-7,746
Change %
-1.1%
Price
$12.12
Shares after
695,417
Date
08 Jan 2024
Ownership
Direct
Footnotes
F4
PBPB transaction

Common Stock

Options Exercise

Transaction value
Shares
+36,764
Change %
+5.3%
Price
Shares after
732,181
Date
08 Jan 2024
Ownership
Direct
Footnotes
F5
PBPB transaction

Common Stock

Tax liability

Transaction value
$178,685
Shares
-14,743
Change %
-2%
Price
$12.12
Shares after
717,438
Date
08 Jan 2024
Ownership
Direct
Footnotes
F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PBPB transaction Derivative

Price Performance Stock Units

Award

Transaction value
$0
Shares
+39,370
Change %
Price
$0.000000
Shares after
39,370
Date
03 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
39,370
Exercise price
Footnotes
F7
PBPB transaction Derivative

Price Performance Stock Units

Options Exercise

Transaction value
$0
Shares
-19,685
Change %
-50%
Price
$0.000000
Shares after
19,685
Date
08 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
19,685
Exercise price
Footnotes
F7
PBPB transaction Derivative

Price Performance Stock Units

Options Exercise

Transaction value
$0
Shares
-36,764
Change %
-50%
Price
$0.000000
Shares after
36,764
Date
08 Jan 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
36,764
Exercise price
Footnotes
F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vested immediately upon grant.

Footnote F2

Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on January 3, 2024.

Footnote F3

On January 8, 2024, 19,685 of the Reporting Person's price performance stock units vested.

Footnote F4

Shares withheld for payment of tax liability upon vesting of the price performance stock units granted on January 3, 2024.

Footnote F5

On January 8, 2024, 36,764 of the Reporting Person's price performance stock units vested.

Footnote F6

Shares withheld for payment of tax liability upon vesting of the price performance stock units granted on January 6, 2023.

Footnote F7

Each price performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The price performance stock units vest, if at all, in two installments upon the Issuer's common stock achieving two specified market price targets.

Footnote F8

Each price performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The price performance stock units vest, if at all, in three installments upon the Issuer's common stock achieving three specified market price targets.

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