Anson Funds Management LP - May 19, 2023 Form 3 Insider Report for MEI Pharma, Inc. (MEIP)

Role
10%+ Owner
Signature
/s/ Bruce R. Winson, manager of Anson Management GP LLC, general partner of Anson Funds Management LP
Stock symbol
MEIP
Transactions as of
May 19, 2023
Transactions value $
$0
Form type
3
Date filed
5/30/2023, 09:44 PM
Previous filing
Jan 13, 2023
Next filing
Sep 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MEIP Common Stock 663K May 19, 2023 See footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The filing of this Form 3 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Amin Nathoo, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the shares of Common Stock, $0.00000002 par value (the "Common Stock"), of MEI Pharma, Inc. (the "Issuer") purchased by private investment funds advised by Anson and Anson Advisors (the "Funds" and together with Anson, Anson GP, Anson Advisors, Mr. Winson, Mr. Nathoo and Mr. Kassam, the "Reporting Persons").
F2 Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F3 Anson and Anson Advisors hold indirectly 662,528 shares of Common Stock of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the Common Stock held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Nathoo and Mr. Kassam report the Common Stock held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities.