Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HCYT | COMMON STOCK | Exercise of in-the-money or at-the-money derivative security | $117K | +8.32M | $0.01 | 8.32M | Mar 21, 2022 | (SEE FOOTNOTE) | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HCYT | STOCK PURCHASE WARRANTS | Exercise of in-the-money or at-the-money derivative security | -8.32M | -31.75% | 17.9M | Mar 21, 2022 | COMMON STOCK | 8.32M | $0.01 | (SEE FOOTNOTE) | F1, F2 | ||
transaction | HCYT | STOCK PURCHASE WARRANTS | Other | $117K | +8.32M | $0.01 | 8.32M | Mar 21, 2022 | COMMON STOCK | 8.32M | $0.01 | (SEE FOOTNOTE) | F1, F3 |
Id | Content |
---|---|
F1 | Securities held of record by CFRS Investments, LLC, of which Frederick J. Lynch is the sole manager. Each reporting person disclaims beneficial ownership of the securities except to the extent of its or his pecuniary interest therein. |
F2 | Received in connection with variable conversion price notes. No additional consideration was paid for warrants. Exercise price became fixed at closing of Qualified Financing. |
F3 | Represents five-year inducement warrants received from the issuer in connection with the exercise of the ten-year warrants. |