Mitchell I. Quain - Nov 19, 2021 Form 4 Insider Report for STAR EQUITY HOLDINGS, INC. (STRR)

Role
Director
Signature
/s/ Jeffrey E. Eberwein, as Attorney-in-Fact
Stock symbol
STRR
Transactions as of
Nov 19, 2021
Transactions value $
$0
Form type
4
Date filed
11/23/2021, 02:14 PM
Previous filing
Nov 17, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STRR Common Stock Options Exercise +3.72K +11.61% 35.8K Nov 19, 2021 Direct F1, F2
holding STRR Common Stock 39K Nov 19, 2021 By Mitchell Quain Revoc. Liv. Trust U/A 1/25/18 F3
holding STRR Common Stock 3.2K Nov 19, 2021 By Industrial Manufacturing Institute, LLC F4
holding STRR Common Stock 300 Nov 19, 2021 By IRA
holding STRR Common Stock 300 Nov 19, 2021 By Family Trust Partnership, LLC F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STRR Restricted Stock Unit Options Exercise +3.72K 0 Nov 19, 2021 Common Stock 3.72K Direct F1, F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
F3 Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee.
F4 Shares owned directly by Industrial Manufacturing Institute, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F5 Shares owned directly by Family Trust Partnership, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F6 On November 19, 2020 the Reporting Person was granted 3,719 Restricted Stock Units. As to this grant, 100% of the Restricted Stock Units fully vested on November 19, 2021