Mitchell I. Quain - Nov 15, 2021 Form 4 Insider Report for STAR EQUITY HOLDINGS, INC. (STRR)

Role
Director
Signature
/s/ Jeffrey E. Eberwein, as Attorney-in-Fact
Stock symbol
STRR
Transactions as of
Nov 15, 2021
Transactions value $
$0
Form type
4
Date filed
11/17/2021, 06:19 PM
Previous filing
Aug 19, 2021
Next filing
Nov 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STRR Common Stock 32K Nov 15, 2021 Direct
holding STRR Common Stock 39K Nov 15, 2021 By Mitchell Quain Revoc. Liv. Trust U/A 1/25/18 F1
holding STRR Common Stock 3.2K Nov 15, 2021 By Industrial Manufacturing Institute, LLC F2
holding STRR Common Stock 300 Nov 15, 2021 By IRA
holding STRR Common Stock 300 Nov 15, 2021 By Family Trust Partnership, LLC F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STRR Restricted Stock Unit Award +8.63K 8.63K Nov 15, 2021 Common Stock 8.63K Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares owned directly by the Mitchell Quain Revoc. Liv. Trust U/A 1/25/18, an entity of which Mr. Quain is the trustee.
F2 Shares owned directly by Industrial Manufacturing Institute, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F3 Shares owned directly by Family Trust Partnership, LLC, an entity of which Mr. Quain is the sole beneficial owner.
F4 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F5 Award of Restricted Stock Units made in accordance with the Company's 2021 Incentive Plan and in lieu of a quarterly cash board retainer fee in the amount of $21,750.00. The number of Restricted Stock Units granted was determined using the closing sales price per share on November 12, 2021 (the last trading day before the November 15, 2021 grant date) of $2.52.
F6 One hundred percent (100%) of the Restricted Stock Units are scheduled to vest on the one (1) year anniversary of November 15, 2021, subject to the reporting person continuing to be a service provider through such date.