| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Coleman Mark | Director | C/O AXSOME THERAPEUTICS, INC., ONE WORLD TRADE CENTER, 29TH FLOOR, NEW YORK | /s/ Nick Pizzie, Attorney-in-Fact | 23 Feb 2026 | 0001658379 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXSM | Common Stock | Options Exercise | $61,801 | +12,485 | +23% | $4.95 | 65,890 | 20 Feb 2026 | Direct | F1 |
| holding | AXSM | Common Stock | 403,856 | 20 Feb 2026 | See Footnote | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXSM | Stock Option (Right to Buy) | Options Exercise | $0 | -12,485 | -47% | $0.000000 | 13,971 | 20 Feb 2026 | Common Stock | 12,485 | $4.95 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Represents the exercise of stock options, prior to the 10-year expiration date, for cash and hold of underlying shares. |
| F2 | Such shares are held by an entity, of which the reporting person has voting and dispositive power, and therefore, the reporting person is deemed to be the indirect beneficial owner of such shares. |