Kenneth Moelis - Oct 30, 2025 Form 4 Insider Report for Moelis & Co (MC)

Role: Executive Chairman, Director
Signature: /s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Stock symbol: MC
Transactions as of: Oct 30, 2025
Transactions value $: $0
Form type: 4
Date filed: 11/3/2025, 05:04 PM
Previous filing: Mar 7, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
MOELIS KENNETH	Executive Chairman, Director	399 PARK AVE, NEW YORK	/s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis	2025-11-03	0001604686

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MC	Class A Common Stock	Options Exercise		+73	+0.03%		209K	Oct 30, 2025	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MC	Class B Common Stock, par value $0.01	Options Exercise		-133K	-3.08%		4.19M	Oct 30, 2025	Class A Common Stock, par value $0.01	73		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders.
F2	Mr. Moelis' ownership of 209,310 shares of Class A common stock is in addition to (i) 683,657 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2020 through 2024, (ii) 318,796 units of unvested equity granted to Mr. Moelis in February, 2025 pursuant to a retention award, (iii) 96,531 units of equity that are subject to vesting and performance provisions granted to Mr. Moelis as incentive compensation for fiscal year 2022, (iv) 3,976,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.
F3	Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.