Victor Nesi - 30 Jan 2026 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Director
Signature
/s/ Victor Nesi
Issuer symbol
SF
Transactions as of
30 Jan 2026
Net transactions value
-$444,617
Form type
4
Filing time
03 Feb 2026, 16:31:05 UTC
Previous filing
28 Jan 2026
Next filing
20 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Nesi Victor Director 787 7TH AVENUE, NEW YORK /s/ Victor Nesi 03 Feb 2026 0001470453

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +6,898 +4.8% $0.000000 150,467 30 Jan 2026 Direct
transaction SF Common Stock Tax liability $444,617 -3,522 -2.3% $126.24 146,945 30 Jan 2026 Direct
holding SF Common Stock 41,975 30 Jan 2026 by Trust
holding SF Common Stock 31,000 30 Jan 2026 Family Trust
holding SF Common Stock 44,232 30 Jan 2026 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -6,898 -12% $0.000000 49,762 30 Jan 2026 Common Stock 6,898 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units