Mark P. Fisher - 13 Jan 2026 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Senior VP & General Counsel
Signature
/s/ Mark Fisher
Issuer symbol
SF
Transactions as of
13 Jan 2026
Net transactions value
-$838,348
Form type
4
Filing time
15 Jan 2026, 16:58:25 UTC
Previous filing
17 Nov 2025
Next filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Fisher Mark P Senior VP & General Counsel ONE MONTGOMERY STREET, SUITE 3700, SAN FRANCISCO /s/ Mark Fisher 15 Jan 2026 0001345807

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +11,335 +25% $0.000000 56,934 13 Jan 2026 Direct
transaction SF Common Stock Tax liability $838,348 -6,695 -12% $125.22 50,239 13 Jan 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -11,335 -38% $0.000000 18,779 13 Jan 2026 Common Stock 11,335 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units