Thomas B. Michaud - 13 Jan 2026 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Senior Vice President
Signature
/s/ Thomas Michaud
Issuer symbol
SF
Transactions as of
13 Jan 2026
Net transactions value
-$937,898
Form type
4
Filing time
15 Jan 2026, 16:53:44 UTC
Previous filing
21 Aug 2025
Next filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Michaud Thomas B. Senior Vice President 787 SEVENTH AVENUE, NEW YORK /s/ Thomas Michaud 15 Jan 2026 0001380492

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +14,965 +22% $0.000000 84,434 13 Jan 2026 Direct
transaction SF Common Stock Tax liability $937,898 -7,490 -8.9% $125.22 76,944 13 Jan 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -14,965 -31% $0.000000 32,946 13 Jan 2026 Common Stock 14,965 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units