Ronald J. Kruszewski - 13 Jan 2026 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Executive Officer, Director
Signature
/s/ Ronald Kruszewski
Issuer symbol
SF
Transactions as of
13 Jan 2026
Net transactions value
-$2,751,584
Form type
4
Filing time
15 Jan 2026, 16:51:55 UTC
Previous filing
29 Dec 2025
Next filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
KRUSZEWSKI RONALD J Chief Executive Officer, Director 501 NORTH BROADWAY, ST. LOUIS /s/ Ronald Kruszewski 15 Jan 2026 0001203674

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +52,427 +4.5% $0.000000 1,229,034 13 Jan 2026 Direct
transaction SF Common Stock Tax liability $2,751,584 -21,974 -1.8% $125.22 1,207,060 13 Jan 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -52,427 -29% $0.000000 125,462 13 Jan 2026 Common Stock 52,427 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units