James M. Marischen - 13 Jan 2026 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Financial Officer
Signature
/s/ James Marischen
Issuer symbol
SF
Transactions as of
13 Jan 2026
Net transactions value
-$719,890
Form type
4
Filing time
15 Jan 2026, 16:48:33 UTC
Previous filing
19 Dec 2025
Next filing
03 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Marischen James M Chief Financial Officer 501 NORTH BROADWAY, ST. LOUIS /s/ James Marischen 15 Jan 2026 0001638499

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +12,055 +19% $0.000000 75,506 13 Jan 2026 Direct
transaction SF Common Stock Tax liability $719,890 -5,749 -7.6% $125.22 69,757 13 Jan 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -12,055 -39% $0.000000 19,116 13 Jan 2026 Common Stock 12,055 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units