James M. Zemlyak - 13 Jan 2026 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
President
Signature
/s/ James Zemlyak
Issuer symbol
SF
Transactions as of
13 Jan 2026
Net transactions value
-$1,270,106
Form type
4
Filing time
15 Jan 2026, 16:45:10 UTC
Previous filing
29 Dec 2025
Next filing
02 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ZEMLYAK JAMES M President 501 NORTH BROADWAY, ST. LOUIS /s/ James Zemlyak 15 Jan 2026 0001203675

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +25,570 +2.3% $0.000000 1,160,119 13 Jan 2026 Direct
transaction SF Common Stock Tax liability $1,270,106 -10,143 -0.87% $125.22 1,149,976 13 Jan 2026 Direct
holding SF Common Stock 7,081 13 Jan 2026 by Son
holding SF Common Stock 421 13 Jan 2026 By Wife

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -25,570 -30% $0.000000 60,784 13 Jan 2026 Common Stock 25,570 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units