David Rubulotta - 13 Jan 2026 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-Head Fixed Inc Cap Mkts
Signature
/s/ David Rubulotta
Issuer symbol
SF
Transactions as of
13 Jan 2026
Net transactions value
-$113,950
Form type
4
Filing time
15 Jan 2026, 16:42:02 UTC
Previous filing
08 Jul 2025
Next filing
04 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rubulotta David Co-Head Fixed Inc Cap Mkts 787 7TH AVENUE, NEW YORK /s/ David Rubulotta 15 Jan 2026 0002076376

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +2,302 $0.000000 2,302 13 Jan 2026 Direct
transaction SF Common Stock Tax liability $113,950 -910 -40% $125.22 1,392 13 Jan 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -2,302 -21% $0.000000 8,599 13 Jan 2026 Common Stock 2,302 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units