Charles Bradford Raymond - 13 Jan 2026 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-Head Global Instl Eqty Adv
Signature
/s/ Charles Bradford Raymond
Issuer symbol
SF
Transactions as of
13 Jan 2026
Net transactions value
-$1,309,300
Form type
4
Filing time
15 Jan 2026, 16:36:30 UTC
Previous filing
21 Aug 2025
Next filing
03 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Raymond Charles Bradford Co-Head Global Instl Eqty Adv 787 7TH AVENUE, NEW YORK /s/ Charles Bradford Raymond 15 Jan 2026 0002073787

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +20,927 +64% $0.000000 53,482 13 Jan 2026 Direct
transaction SF Common Stock Tax liability $1,309,300 -10,456 -20% $125.22 43,026 13 Jan 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Unit Options Exercise $0 -20,927 -35% $0.000000 38,259 13 Jan 2026 Common Stock 20,927 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units