Ichiro Aoki - 03 Jan 2026 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)

Signature
/s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Issuer symbol
INDI
Transactions as of
03 Jan 2026
Net transactions value
-$26,360
Form type
4
Filing time
06 Jan 2026, 18:16:33 UTC
Previous filing
03 Dec 2025
Next filing
02 Mar 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Aoki Ichiro President, Director 32 JOURNEY, ALISO VIEJO /s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021 06 Jan 2026 0001865423

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INDI Class A Common Stock Options Exercise $0 +1,587 +1.9% $0.000000 86,288 03 Jan 2026 Direct
transaction INDI Class A Common Stock Options Exercise $0 +9,375 +11% $0.000000 95,663 03 Jan 2026 Direct
transaction INDI Class A Common Stock Options Exercise $0 +6,250 +6.5% $0.000000 101,913 03 Jan 2026 Direct
transaction INDI Class A Common Stock Sale $2,439 -665 -0.65% $3.67 101,248 05 Jan 2026 Direct F1
transaction INDI Class A Common Stock Sale $14,350 -3,913 -3.9% $3.67 97,335 05 Jan 2026 Direct F1
transaction INDI Class A Common Stock Sale $9,571 -2,610 -2.7% $3.67 94,725 05 Jan 2026 Direct F1
holding INDI Class V Common Stock 4,439,362 03 Jan 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INDI Restricted Stock Units Options Exercise $0 -1,587 -100% $0.000000 0 03 Jan 2026 Class A Common Stock 1,587 Direct F2, F3
transaction INDI Restricted Stock Units Options Exercise $0 -9,375 -50% $0.000000 9,375 03 Jan 2026 Class A Common Stock 18,750 Direct F2, F3
transaction INDI Performance-based Restricted Stock Units Options Exercise $0 -6,250 -100% $0.000000 0 03 Jan 2026 Class A Common Stock 6,250 Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F3 The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.
F4 Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). The Compensation Committee certified the achievement of the performance criteria on March 6, 2025.
F5 Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reported herein vested on March 6, 2025, and the remaining 50% vested on January 3, 2026.