| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| DICK ROGER L | President/CEO of UCC | PO BOX 338, ALBEMARLE | Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp | 02 Jan 2026 | 0001255676 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UWHR | Common Stock | Purchase | $5,355 | +489 | +18% | $10.95 | 3,251 | 31 Dec 2025 | Direct | F1 |
| transaction | UWHR | Common Stock | Purchase | $4,380 | +400 | +12% | $10.95 | 3,651 | 31 Dec 2025 | Direct | F1 |
| holding | UWHR | Common Stock | 92,105 | 31 Dec 2025 | Direct | F2 | |||||
| holding | UWHR | Common Stock | 9,516 | 31 Dec 2025 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick |
| F2 | Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick |
| F3 | Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian |