| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| DICK ROGER L | President/CEO of UCC | PO BOX 338, ALBEMARLE | Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp | 02 Dec 2025 | 0001255676 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UWHR | Common Stock | Other | $0 | +80 | +3% | $0.000000 | 2,762 | 01 Dec 2025 | Direct | F1, F2, F3 |
| transaction | UWHR | Common Stock | Other | $0 | +2,682 | +3% | $0.000000 | 92,105 | 01 Dec 2025 | Direct | F2, F3, F4 |
| transaction | UWHR | Common Stock | Other | $0 | +277 | +3% | $0.000000 | 9,516 | 01 Dec 2025 | Direct | F2, F3, F5 |
| Id | Content |
|---|---|
| F1 | Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick |
| F2 | Shares acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares. |
| F3 | No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. |
| F4 | Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick |
| F5 | Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian |