| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Swaringen S Todd | Director | PO BOX 338, ALBEMARLE | S. Todd Swaringen by Tamara M. Singletary, EVP, Uwharrie Capital Corp | 16 Dec 2025 | 0001491321 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UWHR | Common Stock (Held by Self) | Award | $1,491 | +142 | +5.9% | $10.50 | 2,548 | 15 Dec 2025 | Direct | F1, F2 |
| transaction | UWHR | Common Stock (Custodian for Daughter) | Purchase | $840 | +80 | $10.50 | 80 | 15 Dec 2025 | Held by Self as Custodian for Daughter | ||
| transaction | UWHR | Common Stock (Custodian for Daughter) | Purchase | $840 | +80 | $10.50 | 80 | 15 Dec 2025 | Held by Self as Custodian for Daughter | ||
| holding | UWHR | Common Stock | 2,252 | 15 Dec 2025 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director. |
| F2 | The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by the trading price of the issuer's common stock acquired for this specific payment. |
| F3 | Held by Cede & Co., Depository for Pershing LLC Safekeeper for Stephen Todd Swaringen |