S. Todd Swaringen - 01 Dec 2025 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
Director
Signature
S. Todd Swaringen by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Issuer symbol
UWHR
Transactions as of
01 Dec 2025
Net transactions value
$0
Form type
4
Filing time
02 Dec 2025, 12:24:20 UTC
Previous filing
18 Jun 2025
Next filing
16 Dec 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Swaringen S Todd Director PO BOX 338, ALBEMARLE S. Todd Swaringen by Tamara M. Singletary, EVP, Uwharrie Capital Corp 02 Dec 2025 0001491321

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock (Held by Self) Other $0 +70 +3% $0.000000 2,406 01 Dec 2025 Direct F1, F2
transaction UWHR Common Stock Other $0 +65 +3% $0.000000 2,252 01 Dec 2025 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
F2 No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025.
F3 Held by Cede & Co., Depository for Pershing LLC Safekeeper for Stephen Todd Swaringen