GLOBAL VALUE INVESTMENT CORP. - 24 Nov 2025 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
10%+ Owner
Signature
/s/ James P. Geygan, Chief Executive Officer
Issuer symbol
RMCF
Transactions as of
24 Nov 2025
Net transactions value
-$11,213
Form type
4
Filing time
26 Nov 2025, 21:30:10 UTC
Previous filing
06 Nov 2025
Next filing
18 Dec 2025
SEC
View on sec.gov

Reporting Owners (8)

Name Relationship Address Signature Signature date CIK
GLOBAL VALUE INVESTMENT CORP. 10%+ Owner 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 26 Nov 2025 0001569866
GVP 2021-A, L.P. GVIC-Controlled Entity 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 26 Nov 2025 0001955705
GVP 2021-A, LLC GVIC-Controlled Entity 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 26 Nov 2025 0001955706
GEYGAN JEFFREY RICHART Interim CEO, Director, 10%+ Owner 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 26 Nov 2025 0001733547
GEYGAN JAMES Director and Officer of GVIC 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 26 Nov 2025 0001734726
Wilke Stacy Officer of GVIC 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 26 Nov 2025 0001865363
Geygan Kathleen Director of GVIC 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 26 Nov 2025 0001865425
Rice Shawn G Director of GVIC 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 26 Nov 2025 0002007274

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock Other $11,213 -6,915 -0.35% $1.62 1,960,006 24 Nov 2025 See footnotes. F1, F2, F3, F4
holding RMCF Common Stock 6,213 24 Nov 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 24, 2025, GVIC executed a non-discretionary, unsolicited trade in a client account, at the sole direction of the account owner, for the purpose of tax management.
F2 The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
F3 In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
F4 In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.