Global Value Investment Corp. - Nov 4, 2025 Form 4 Insider Report for Rocky Mountain Chocolate Factory, Inc. (RMCF)

Role
10%+ Owner
Signature
/s/ James P. Geygan, Chief Executive Officer
Stock symbol
RMCF
Transactions as of
Nov 4, 2025
Transactions value $
$14,644
Form type
4
Date filed
11/6/2025, 04:00 PM
Previous filing
Oct 28, 2025
Next filing
Nov 26, 2025
SEC
View on sec.gov

Reporting Owners (8)

Name Relationship Address Signature Signature date CIK
GLOBAL VALUE INVESTMENT CORP. 10%+ Owner 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 2025-11-06 0001569866
GVP 2021-A, L.P. GVIC-Controlled Entity 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 2025-11-06 0001955705
GVP 2021-A, LLC GVIC-Controlled Entity 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 2025-11-06 0001955706
GEYGAN JEFFREY RICHART Interim CEO, Director, 10%+ Owner 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 2025-11-06 0001733547
GEYGAN JAMES Director and Officer of GVIC 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 2025-11-06 0001734726
Wilke Stacy Officer of GVIC 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 2025-11-06 0001865363
Geygan Kathleen Director of GVIC 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 2025-11-06 0001865425
Rice Shawn G Director of GVIC 1433 N. WATER STREET, SUITE 400, MILWAUKEE /s/ James P. Geygan, Chief Executive Officer 2025-11-06 0002007274

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RMCF Common Stock Purchase $14.6K +8.94K +0.46% $1.64 1.97M Nov 4, 2025 See footnotes. F1, F2, F3
transaction RMCF Cmmon Stock Other -3.69K -0.19% 1.97M Nov 4, 2025 See footnotes. F2, F3, F4
holding RMCF Common Stock 6.21K Nov 4, 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
F2 In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
F3 In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
F4 As of November 4, 2025, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.