Hull Xu - Aug 25, 2025 Form 4 Insider Report for Velo3D, Inc. (VELO)

Role
CFO
Signature
/s/ Bernard Chung as attorney-in-fact for Hull Xu
Stock symbol
VELO
Transactions as of
Aug 25, 2025
Transactions value $
$8,702
Form type
4
Date filed
10/1/2025, 03:20 PM
Previous filing
Sep 24, 2025
Next filing
Nov 20, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Xu Hull Hou Jun CFO C/O VELO3D, INC., 2710 LAKEVIEW CT, FREMONT /s/ Bernard Chung as attorney-in-fact for Hull Xu 2025-10-01 0001919152

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VELO Common Stock Options Exercise $463 +119 +4.4% $3.89 2.82K Aug 25, 2025 Direct F1, F2
transaction VELO Common Stock Tax liability -$167 -43 -1.52% $3.89 2.78K Aug 25, 2025 Direct F1
transaction VELO Common Stock Options Exercise $13.1K +3.37K +121% $3.89 6.15K Aug 25, 2025 Direct F1
transaction VELO Common Stock Tax liability -$4.68K -1.2K -19.59% $3.89 4.94K Aug 25, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VELO Restricted Stock Units Options Exercise $0 -119 -0.23% $0.00 51.8K Aug 25, 2025 Common Stock 119 Direct F1, F2, F3, F4, F6
transaction VELO Restricted Stock Units Options Exercise $0 -3.37K -6.5% $0.00 48.4K Aug 25, 2025 Common Stock 3.37K Direct F1, F3, F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person's restricted stock units were originally scheduled to vest on August 15, 2025. At the request of the issuer, the release and settlement of such shares was administratively delayed until August 25, 2025 in connection with the issuer's transition to the Nasdaq Capital Market. The transaction date reported reflects the actual release date.
F2 Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.
F3 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F4 The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.
F5 The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.
F6 Reflects an adjustment to a previously reported amount on 09/24/2025 from 61,077 to 51,778 due to a clerical error.
F7 Reflects an adjustment to a previously reported amount on 09/24/2025 from 64,442 to 48,413 due to a clerical error.