Hull Hou Jun Xu - 15 Aug 2025 Form 4 Insider Report for Velo3D, Inc. (VLDX)

Role
CFO
Signature
/s/ Bernard Chung as attorney-in-fact for Hull Xu
Issuer symbol
VLDX
Transactions as of
15 Aug 2025
Net transactions value
$0
Form type
4
Filing time
24 Sep 2025, 16:28:22 UTC
Previous filing
16 May 2025
Next filing
01 Oct 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Xu Hull Hou Jun CFO C/O VELO3D, INC., 2710 LAKEVIEW CT, FREMONT /s/ Bernard Chung as attorney-in-fact for Hull Xu 24 Sep 2025 0001919152

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VELO Restricted Stock Units Options Exercise +119 +4.4% 2,824 15 Aug 2025 Direct F1, F2
transaction VELO Restricted Stock Units Tax liability -43 -1.5% 2,781 15 Aug 2025 Direct F1
transaction VELO Restricted Stock Units Options Exercise +3,365 +121% 6,146 15 Aug 2025 Direct F1
transaction VELO Restricted Stock Units Tax liability -1,204 -20% 4,942 15 Aug 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VELO Restricted Stock Units Options Exercise $0 +119 +0.2% $0.000000 61,077 15 Aug 2025 Common Stock 119 Direct F1, F2, F3
transaction VELO Restricted Stock Units Options Exercise $0 +3,365 +5.5% $0.000000 64,442 15 Aug 2025 Common Stock 3,365 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2 Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.
F3 The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in April 2024, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.
F4 The Restricted Stock Units (RSUs) will vest as follows: 25% will vest after one year starting in May 2025, with the remaining shares vesting quarterly over the following three years. This is contingent upon the continued service of the reporting person on each vesting date.