Key Compton - 29 Jul 2022 Form 4/A - Amendment Insider Report for FiscalNote Holdings, Inc. (NOTE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4/A - Amendment
Accepted by SEC
26 Sep 2025, 17:40:49 UTC
Original report date
02 Aug 2022
Next SEC filing
07 Oct 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Todd Aman, Attorney-in-Fact

Key filing fact

Key Compton filed Form 4/A - Amendment for FiscalNote Holdings, Inc. (NOTE) on 26 Sep 2025.

Key facts

  • This page summarizes Key Compton's Form 4/A - Amendment filing for FiscalNote Holdings, Inc. (NOTE).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 26 Sep 2025, 17:40.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reporting Owners (1)

CIK 0001937699 Primary reporting owner

Compton Key

Relationship
Director
Address
C/O FISCALNOTE HOLDINGS, INC., 1201 PENNSYLVANIA AVE NW, 6TH FL, WASHINGTON
Signature
/s/ Todd Aman, Attorney-in-Fact
Signature date
26 Sep 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NOTE transaction

Class A Common Stock

Award

Transaction value
Shares
+57,553
Change %
Price
Shares after
57,553
Date
29 Jul 2022
Ownership
See Footnote
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities.

Footnote F2

Received in the Business Combination in exchange for 607,841 shares of Class A common stock of Legacy FiscalNote.

Footnote F3

The shares are beneficially owned by Global Public Offering Master Fund, L.P. ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

SEC remarks

On August 2, 2022, the Reporting Person filed a Form 4 which inadvertently contained an erroneous figure in the "Amount" sub-column of Column 4, entitled "Securities Acquired (A) or Disposed Of (D)" in the first transaction disclosed in Table I. The correct amount of shares acquired is 690,636 shares and, therefore, the correct figure in the "Amount" sub-column of Column 4, entitled "Securities Acquired (A) or Disposed Of (D)" and Column 5, entitled "Amount of Securities Beneficially Owned Following the Reported Transaction(s)," is 690,636 shares. The figure in the "Amount" sub-column of Column 4 and Column 5 of this amendment has been updated to correct this error and has been adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer on August 29, 2025.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .