Key facts
- This page summarizes Key Compton's Form 4/A - Amendment filing for FiscalNote Holdings, Inc. (NOTE).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 26 Sep 2025, 17:40.
Key filing fact
Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Award
Additional SEC filing notes
Footnote F1
These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities.
Footnote F2
Received in the Business Combination in exchange for 607,841 shares of Class A common stock of Legacy FiscalNote.
Footnote F3
The shares are beneficially owned by Global Public Offering Master Fund, L.P. ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.
SEC remarks
On August 2, 2022, the Reporting Person filed a Form 4 which inadvertently contained an erroneous figure in the "Amount" sub-column of Column 4, entitled "Securities Acquired (A) or Disposed Of (D)" in the first transaction disclosed in Table I. The correct amount of shares acquired is 690,636 shares and, therefore, the correct figure in the "Amount" sub-column of Column 4, entitled "Securities Acquired (A) or Disposed Of (D)" and Column 5, entitled "Amount of Securities Beneficially Owned Following the Reported Transaction(s)," is 690,636 shares. The figure in the "Amount" sub-column of Column 4 and Column 5 of this amendment has been updated to correct this error and has been adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer on August 29, 2025.