Key Compton - 29 Jul 2022 Form 4/A - Amendment Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Director
Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
29 Jul 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
26 Sep 2025, 17:40:49 UTC
Date Of Original Report
02 Aug 2022
Next filing
07 Oct 2022
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Compton Key Director C/O FISCALNOTE HOLDINGS, INC., 1201 PENNSYLVANIA AVE NW, 6TH FL, WASHINGTON /s/ Todd Aman, Attorney-in-Fact 26 Sep 2025 0001937699

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award +57,553 57,553 29 Jul 2022 See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities.
F2 Received in the Business Combination in exchange for 607,841 shares of Class A common stock of Legacy FiscalNote.
F3 The shares are beneficially owned by Global Public Offering Master Fund, L.P. ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

Remarks:

On August 2, 2022, the Reporting Person filed a Form 4 which inadvertently contained an erroneous figure in the "Amount" sub-column of Column 4, entitled "Securities Acquired (A) or Disposed Of (D)" in the first transaction disclosed in Table I. The correct amount of shares acquired is 690,636 shares and, therefore, the correct figure in the "Amount" sub-column of Column 4, entitled "Securities Acquired (A) or Disposed Of (D)" and Column 5, entitled "Amount of Securities Beneficially Owned Following the Reported Transaction(s)," is 690,636 shares. The figure in the "Amount" sub-column of Column 4 and Column 5 of this amendment has been updated to correct this error and has been adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer on August 29, 2025.