Key Compton - 05 Oct 2022 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Oct 2022, 18:25:53 UTC
Prior SEC filing
02 Aug 2022
Next SEC filing
02 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Todd Aman, Attorney-in-Fact

Key filing fact

Key Compton filed Form 4 for FiscalNote Holdings, Inc. (NOTE) on 07 Oct 2022.

Key facts

  • This page summarizes Key Compton's Form 4 filing for FiscalNote Holdings, Inc. (NOTE).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 07 Oct 2022, 18:25.

Change

  • Previous filing in this sequence was filed on 02 Aug 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NOTE transaction

Class A Common Stock

Award

Transaction value
$0
Shares
+27,866
Change %
+94%
Price
$0.000000
Shares after
57,541
Date
05 Oct 2022
Ownership
Direct
Footnotes
F3
NOTE holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
721,510
Date
05 Oct 2022
Ownership
See Footnote
Footnotes
F1
NOTE holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,865
Date
05 Oct 2022
Ownership
See Footnote
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The shares are beneficially owned by Global Public Offering Master Fund, L.P. ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

Footnote F2

The shares are beneficially owned by Urgent Capital LLC ("Urgent Capital"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital

Footnote F3

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders.

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