Taylor Schreiber - 25 Aug 2025 Form 4 Insider Report for Shattuck Labs, Inc. (STTK)

Signature
/s/ Andrew R. Neill, Attorney-in-Fact for Taylor Schreiber
Issuer symbol
STTK
Transactions as of
25 Aug 2025
Net transactions value
+$22,222
Form type
4
Filing time
27 Aug 2025, 06:30:04 UTC
Previous filing
28 Jan 2025
Next filing
13 Jan 2026

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Schreiber Taylor Chief Executive Officer, Director C/O SHATTUCK LABS, INC., 500 W. 5TH STREET, SUITE 1200, AUSTIN /s/ Andrew R. Neill, Attorney-in-Fact for Taylor Schreiber 27 Aug 2025 0001601942

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STTK Common Stock Award $22,222 +25,610 +36% $0.8677 96,612 25 Aug 2025 Direct F1
holding STTK Common Stock 2,610,750 25 Aug 2025 By Houghton Capital Holdings, LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STTK Warrants (Right to Buy) Award +25,610 25,610 25 Aug 2025 Common Stock 25,610 $1.08 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 4, 2025, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain accredited investors, including the Reporting Person. Pursuant to the terms of the Purchase Agreement, the Issuer in a private placement, which closed on August 25, 2025, issued and sold to the Reporting Person 25,610 shares of the Issuer's common stock and accompanying warrants (the "Warrants") to purchase up to an aggregate of 25,610 shares of the Issuer's common stock at a combined price per share and accompanying Warrant of $0.8677.
F2 The Warrants are exercisable at any time on or after the original issuance date until the 30th day following the date on which the data from the single ascending dose and multiple ascending dose portions of the Issuer's Phase 1 clinical trial of SL-325, including receptor occupancy and safety data, and the design of the planned Phase 2 clinical trial(s) have been announced publicly.