Guy M. Arnold - Sep 28, 2021 Form 4 Insider Report for StoneCastle Financial Corp. (BANX)

Role: Director
Signature: /s/ Guy M. Arnold
Stock symbol: BANX
Transactions as of: Sep 28, 2021
Transactions value $: $43,456
Form type: 4
Date filed: 9/28/2021, 03:28 PM
Next filing: May 8, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BANX	Common Stock	Purchase	$43.5K	+2K	+40%	$21.73	7K	Sep 28, 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.68 to $21.75, inclusive. The reporting person undertakes to provide to StoneCastle Financial Corp., any security holder of StoneCastle Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.68 to $21.75, inclusive. The reporting person undertakes to provide to StoneCastle Financial Corp., any security holder of StoneCastle Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.