Key facts
- This page summarizes John B. Dicus's Form 4 filing for Capitol Federal Financial, Inc. (CFFN).
- 4 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 03 Jan 2025, 08:48.
John B. Dicus - 31 Dec 2024 Form 4 Insider Report for Capitol Federal Financial, Inc. (CFFN)
- Reporting relationship
- Chairman, President and CEO, Director
- Issuer ticker
- CFFN
- Reported as of
- 31 Dec 2024
- Net transaction value
- +$3,493
- SEC form
- 4
- Accepted by SEC
- 03 Jan 2025, 08:48:54 UTC
- Prior SEC filing
- 02 Jan 2024
- Next SEC filing
- 30 Jul 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kent G. Townsend, under Power of Attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
John B. Dicus filed Form 4 for Capitol Federal Financial, Inc. (CFFN) on 03 Jan 2025.
Change
- Previous filing in this sequence was filed on 02 Jan 2024.
- Current net transaction value: +$3,493.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CFFN
transaction
CFFN common stock
Options Exercise
- Transaction value
- $149,998
- Shares
- +13,239
- Change %
- +0.99%
- Price
- $11.33
- Shares after
- 1,346,591
- Date
- 31 Dec 2024
- Ownership
- Direct
- Footnotes
- F1
CFFN
transaction
CFFN common stock
Disposed to Issuer
- Transaction value
- $78,242
- Shares
- -13,239
- Change %
- -0.98%
- Price
- $5.91
- Shares after
- 1,333,352
- Date
- 31 Dec 2024
- Ownership
- Direct
- Footnotes
- F1
CFFN
holding
CFFN common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 91,429
- Date
- 31 Dec 2024
- Ownership
- ESOP
CFFN
holding
CFFN common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,437
- Date
- 31 Dec 2024
- Ownership
- Trust 1
- Footnotes
- F2
CFFN
holding
CFFN common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 817,451
- Date
- 31 Dec 2024
- Ownership
- Trust 2
- Footnotes
- F3
CFFN
holding
CFFN common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 466,928
- Date
- 31 Dec 2024
- Ownership
- Trust 3
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CFFN
transaction
Derivative
CFFN Phantom Stock 2021
Options Exercise
- Transaction value
- $149,998
- Shares
- -13,239
- Change %
- -100%
- Price
- $11.33
- Shares after
- 0
- Date
- 31 Dec 2024
- Ownership
- Direct
- Underlying class
- CFFN common stock
- Underlying amount
- 13,239
- Exercise price
- $11.33
- Footnotes
- F1, F5
CFFN
transaction
Derivative
CFFN Phantom Stock 2024
Award
- Transaction value
- $81,735
- Shares
- +13,830
- Change %
- Price
- $5.91
- Shares after
- 13,830
- Date
- 31 Dec 2024
- Ownership
- Direct
- Underlying class
- CFFN common stock
- Underlying amount
- 13,830
- Exercise price
- $5.91
- Footnotes
- F5
CFFN
holding
Derivative
CFFN Phantom Stock 2022
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,341
- Date
- 31 Dec 2024
- Ownership
- Direct
- Underlying class
- CFFN common stock
- Underlying amount
- 17,341
- Exercise price
- $8.65
- Footnotes
- F5
CFFN
holding
Derivative
CFFN Non-qualified Stock Option
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100,116
- Date
- 31 Dec 2024
- Ownership
- Direct
- Underlying class
- CFFN common stock
- Underlying amount
- 100,116
- Exercise price
- $11.91
- Footnotes
- F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
Footnote F2
John C Dicus TTEE Dicus Marital Trust GST Exempt
Footnote F3
John C Dicus Trustee Dicus Marital Trust GST Nonexempt
Footnote F4
John C Dicus TTEE Dicus Family Trust
Footnote F5
The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
Footnote F6
All options are vested.