Neil B. MacDonald - Oct 23, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, GM of Compute
Signature
Derek Windham as Attorney-in-Fact for Neil B MacDonald
Stock symbol
HPE
Transactions as of
Oct 23, 2021
Transactions value $
$3,401
Form type
4
Date filed
10/26/2021, 08:16 PM
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $207K +13.5K +48.6% $15.36 41.2K Oct 23, 2021 Direct F1
transaction HPE Common Stock Tax liability -$71.5K -4.66K -11.31% $15.36 36.5K Oct 23, 2021 Direct
transaction HPE Common Stock Sale -$132K -8.54K -23.37% $15.46 28K Oct 26, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +280 +3.16% 9.14K Jan 6, 2021 Common Stock 280 Direct F3, F4
transaction HPE Restricted Stock Units Options Exercise -13.5K -50% 13.5K Oct 23, 2021 Common Sstock 13.5K Direct F3, F5
transaction HPE Restricted Stock Units Award +787 +3.25% 25K Jan 6, 2021 Common Stock 787 Direct F3, F6
transaction HPE Restricted Stock Units Award +2.1K +3.4% 64K Jan 6, 2021 Common Stock 2.1K Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The total beneficial ownership includes the acquisition of 10.4340 shares at $12.04 per share received on 01/06/21 through dividends paid in shares, 8.0920 shares at $15.90 per share received on 04/07/21 through dividends paid in shares, 8.9090 shares at $14.44 per share received on 07/07/21 through dividends paid in shares, and 8.9310 shares at $14.71 per share received on 10/06/21 through dividends paid in shares.
F2 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 82.0864 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 62.1585 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 68.4432 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 67.1869 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F5 As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which vested on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 248.8605 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 188.4453 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 207.4986 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 203.6900 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 986 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5056 due to fractional rounding of the dividen
F6 As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 230.7110 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 174.7019 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 192.3657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 188.8348 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F7 As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 616.7542 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 467.0264 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 514 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 504.8076 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.