Neil B. MacDonald - Dec 9, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Derek Windham as Attorney-in-Fact for Neil B MacDonald
Stock symbol
HPE
Transactions as of
Dec 9, 2021
Transactions value $
$177,278
Form type
4
Date filed
12/13/2021, 04:49 PM
Previous filing
Oct 26, 2021
Next filing
Jan 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $125K +8.24K +29.42% $15.21 36.2K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$43.3K -2.85K -7.86% $15.21 33.4K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $13.7K +902 +2.7% $15.21 34.3K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$4.75K -312 -0.91% $15.21 34K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $176K +11.6K +34.07% $15.21 45.5K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$60.9K -4K -8.79% $15.21 41.5K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $13.9K +914 +2.2% $15.21 42.5K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$4.82K -317 -0.75% $15.21 42.1K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $314K +20.6K +48.95% $15.21 62.8K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$108K -7.13K -11.36% $15.21 55.6K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $10.7K +702 +1.26% $15.21 56.3K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$3.7K -243 -0.43% $15.21 56.1K Dec 10, 2021 Direct
transaction HPE Common Stock Sale -$250K -16.5K -29.39% $15.17 39.6K Dec 13, 2021 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -8.24K -100% 0 Dec 10, 2021 Common Stock 8.24K Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -11.6K -48.1% 12.5K Dec 10, 2021 Common Sstock 11.6K Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -20.6K -32.6% 42.7K Dec 10, 2021 Common Stock 20.6K Direct F1, F4
transaction HPE Restricted Stock Units Award +97.5K 97.5K Dec 9, 2021 Common Stock 97.5K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 902 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1250 due to fractional rounding of the dividend.
F3 As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 914 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3866 due to fractional rounding of the dividend.
F4 As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.16530 due to fractional rounding of the dividend.
F5 On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F6 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.