Neil B. MacDonald - 09 Dec 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Derek Windham as Attorney-in-Fact for Neil B MacDonald
Issuer symbol
HPE
Transactions as of
09 Dec 2021
Net transactions value
+$177,278
Form type
4
Filing time
13 Dec 2021, 16:49:50 UTC
Previous filing
26 Oct 2021
Next filing
06 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $125,270 +8,236 +29% $15.21 36,228 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $43,333 -2,849 -7.9% $15.21 33,379 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $13,719 +902 +2.7% $15.21 34,281 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $4,746 -312 -0.91% $15.21 33,969 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $176,041 +11,574 +34% $15.21 45,543 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $60,886 -4,003 -8.8% $15.21 41,540 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $13,902 +914 +2.2% $15.21 42,454 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $4,822 -317 -0.75% $15.21 42,137 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $313,737 +20,627 +49% $15.21 62,764 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $108,493 -7,133 -11% $15.21 55,631 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $10,677 +702 +1.3% $15.21 56,333 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $3,696 -243 -0.43% $15.21 56,090 10 Dec 2021 Direct
transaction HPE Common Stock Sale $250,093 -16,486 -29% $15.17 39,604 13 Dec 2021 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -8,236 -100% 0 10 Dec 2021 Common Stock 8,236 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -11,574 -48% 12,487 10 Dec 2021 Common Sstock 11,574 Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -20,627 -33% 42,655 10 Dec 2021 Common Stock 20,627 Direct F1, F4
transaction HPE Restricted Stock Units Award +97,529 97,529 09 Dec 2021 Common Stock 97,529 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/18, the reporting person was granted 24,708 Restricted Stock Units ("RSUs"), 8,236 of which vested on each of 12/10/19 and 12/10/20, and 8,236 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 902 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1250 due to fractional rounding of the dividend.
F3 As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, 11,574 of which vested on 12/10/21, and 11,574 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 914 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3866 due to fractional rounding of the dividend.
F4 As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 702 vested RSU dividend equivalent rights and a de minimus adjustment of 0.16530 due to fractional rounding of the dividend.
F5 On 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
F6 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/12/21.