Thomas E. Black Jr - 19 Oct 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP, GM of Storage
Signature: Derek Windham as Attorney-in-Fact for Thomas E Black Jr
Issuer symbol: HPE
Transactions as of: 19 Oct 2021
Net transactions value: +$158,080
Form type: 4
Filing time: 21 Oct 2021, 18:56:45 UTC
Previous filing: 14 Sep 2021
Next filing: 26 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$220,913	+14,373		$15.37	14,373	19 Oct 2021	Direct
transaction	HPE	Common Stock	Tax liability	$62,833	-4,088	-28%	$15.37	10,285	19 Oct 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-14,373	-100%		0	19 Oct 2021	Common Stock	14,373		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Award		+75	+0.74%		10,154	06 Oct 2021	Common Stock	75		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Award		+275	+0.76%		36,328	06 Oct 2021	Common Stock	275		Direct	F1, F4
transaction	HPE	Restricted Stock Units	Award		+505	+0.8%		63,984	06 Oct 2021	Common Stock	505		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 105.6751 dividend equivalent rights at $14.7100 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,419 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7983 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.
F3	As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 74.6594 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F4	As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 274.6703 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F5	As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 504.8076 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.