Thomas E. Black Jr - Oct 19, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, GM of Storage
Signature
Derek Windham as Attorney-in-Fact for Thomas E Black Jr
Stock symbol
HPE
Transactions as of
Oct 19, 2021
Transactions value $
$158,080
Form type
4
Date filed
10/21/2021, 06:56 PM
Previous filing
Sep 14, 2021
Next filing
Oct 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $221K +14.4K $15.37 14.4K Oct 19, 2021 Direct
transaction HPE Common Stock Tax liability -$62.8K -4.09K -28.44% $15.37 10.3K Oct 19, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -14.4K -100% 0 Oct 19, 2021 Common Stock 14.4K Direct F1, F2
transaction HPE Restricted Stock Units Award +74.7 +0.74% 10.2K Oct 6, 2021 Common Stock 74.7 Direct F1, F3
transaction HPE Restricted Stock Units Award +275 +0.76% 36.3K Oct 6, 2021 Common Stock 275 Direct F1, F4
transaction HPE Restricted Stock Units Award +505 +0.8% 64K Oct 6, 2021 Common Stock 505 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which vested on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.The number of derivative securities in column 5 includes 105.6751 dividend equivalent rights at $14.7100 per RSU credited to the reporting person's account on 10/06/21. The number of shares in column 5 also includes 1,419 vested RSU dividend equivalent rights and a de minimus adjustment of 0.7983 due to fractional rounding of the dividend equivalent rights at $15.37 per RSU credited to the reporting person's account on 10/19/21.
F3 As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 74.6594 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F4 As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 274.6703 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F5 As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 504.8076 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.