Thomas E. Black Jr - Sep 10, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Derek Windham as Attorney-in-Fact for Thomas E Black Jr
Stock symbol
HPE
Transactions as of
Sep 10, 2021
Transactions value $
-$240,250
Form type
4
Date filed
9/14/2021, 05:51 PM
Previous filing
Jun 16, 2021
Next filing
Oct 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Sale -$240K -16.5K -100% $14.55 0 Sep 10, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +108 +0.76% 14.3K Jul 7, 2021 Common Stock 108 Direct F2, F3
transaction HPE Restricted Stock Units Award +76.1 +0.76% 10.1K Jul 7, 2021 Common Stock 76.1 Direct F2, F4
transaction HPE Restricted Stock Units Award +280 +0.78% 36.1K Jul 7, 2021 Common Stock 280 Direct F2, F5
transaction HPE Restricted Stock Units Award +514 +0.82% 63.5K Jul 7, 2021 Common Stock 514 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/09/21.
F2 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3 As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.6510 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F4 As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 76.0554 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F5 As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 279.8061 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F6 As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 514.2465 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.