Thomas E. Black Jr - 10 Sep 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP, GM of Storage
Signature: Derek Windham as Attorney-in-Fact for Thomas E Black Jr
Issuer symbol: HPE
Transactions as of: 10 Sep 2021
Net transactions value: -$240,250
Form type: 4
Filing time: 14 Sep 2021, 17:51:56 UTC
Previous filing: 16 Jun 2021
Next filing: 21 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Sale	$240,250	-16,512	-100%	$14.55	0	10 Sep 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+108	+0.76%		14,267	07 Jul 2021	Common Stock	108		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Award		+76	+0.76%		10,079	07 Jul 2021	Common Stock	76		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Award		+280	+0.78%		36,054	07 Jul 2021	Common Stock	280		Direct	F2, F5
transaction	HPE	Restricted Stock Units	Award		+514	+0.82%		63,479	07 Jul 2021	Common Stock	514		Direct	F2, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/09/21.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 10/19/18, the reporting person was granted 38,860 Restricted Stock Units ("RSUs"), 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.6510 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F4	As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 76.0554 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F5	As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 279.8061 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F6	As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 514.2465 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.