| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Options Exercise | $786,173 | +88,136 | +22% | $8.92 | 482,176 | 15 Oct 2021 | Direct | F3 |
| transaction | HPE | Common Stock | Sale | $1,344,876 | -88,136 | -18% | $15.26 | 394,040 | 15 Oct 2021 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Restricted Stock Units | Award | +3,946 | +3.2% | 128,826 | 06 Jan 2021 | Common Stock | 3,946 | Direct | F4, F5 | |||
| transaction | HPE | Restricted Stock Units | Award | +7,687 | +3.3% | 244,080 | 06 Jan 2021 | Common Stock | 7,687 | Direct | F4, F6 | |||
| transaction | HPE | Restricted Stock Units | Award | +17,524 | +3.4% | 533,201 | 06 Jan 2021 | Common Stock | 17,524 | Direct | F4, F7 | |||
| transaction | HPE | Employee Stock Option (right to buy) | Options Exercise | $0 | -88,136 | -100% | $0.000000* | 0 | 15 Oct 2021 | Common Stock | 88,136 | $8.92 | Direct | F8, F9, F10 |
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/15/21. |
| F2 | The price in Column 4 is a weighted average price. The prices actually ranged from $15.2500 to $15.2850. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares at each price within the range. |
| F3 | As of 05/19/21, the reporting person no longer has a reportable beneficial interest in 273,027 shares, originally included in the reporting person's prior ownership reports. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any such securities. |
| F4 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F5 | As previously reported, on 12/10/18 the reporting person was granted 348,318 Restricted Stock Units ("RSUs"), 116,106 of which vested on each of 12/10/19 and 12/10/20, and 116,106 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,157.2027 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 876.2717 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 964.8698 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 947.1598 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. |
| F6 | As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which vested on 12/10/20, 113,110 of which will vest on 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 2,254.6944 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 1,707.3283 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 1,879.9529 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,845.4466 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. |
| F7 | As previously reported, on 12/10/20 the reporting person was granted 515,677 RSUs, 171,892 of which will vest on each of 12/10/21 and 12/10/22, and 171,893 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 5,139.6379 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 3,891.9019 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 4,285.4044 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 4,206.7464 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. |
| F8 | As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments. |
| F9 | This option became exercisable beginning on this date. |
| F10 | This option is no longer exercisable beginning on this date. |