Antonio F. Neri - 09 Dec 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
President and CEO
Signature
Derek Windham as Attorney-in-Fact for Antonio F. Neri
Issuer symbol
HPE
Transactions as of
09 Dec 2021
Net transactions value
+$6,702,106
Form type
4
Filing time
13 Dec 2021, 16:45:19 UTC
Previous filing
19 Oct 2021
Next filing
29 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $3,170,172 +206,123 +52% $15.38 600,163 09 Dec 2021 Direct F1
transaction HPE Common Stock Tax liability $1,444,766 -93,938 -16% $15.38 506,225 09 Dec 2021 Direct
transaction HPE Common Stock Award $2,252,386 +146,449 +29% $15.38 652,674 09 Dec 2021 Direct F2
transaction HPE Common Stock Tax liability $1,005,283 -65,363 -10% $15.38 587,311 09 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $1,765,972 +116,106 +20% $15.21 703,417 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $813,659 -53,495 -7.6% $15.21 649,922 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $193,471 +12,720 +2% $15.21 662,642 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $89,146 -5,861 -0.88% $15.21 656,781 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $1,720,403 +113,110 +17% $15.21 769,891 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $762,629 -50,140 -6.5% $15.21 719,751 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $135,841 +8,931 +1.2% $15.21 728,682 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $60,216 -3,959 -0.54% $15.21 724,723 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $2,614,477 +171,892 +24% $15.21 896,615 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $1,028,804 -67,640 -7.5% $15.21 828,975 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $88,857 +5,842 +0.7% $15.21 834,817 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $34,968 -2,299 -0.28% $15.21 832,518 10 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -116,106 -100% 0 10 Dec 2021 Common Stock 116,106 Direct F3, F4
transaction HPE Restricted Stock Units Options Exercise -113,110 -48% 122,040 10 Dec 2021 Common Stock 113,110 Direct F3, F5
transaction HPE Restricted Stock Units Options Exercise -171,892 -33% 355,467 10 Dec 2021 Common Stock 171,892 Direct F3, F6
transaction HPE Restricted Stock Units Award +422,627 422,627 09 Dec 2021 Common Stock 422,627 Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/10/18 the reporting person was granted 348,318 Restricted Stock Units ("RSUs"), 116,106 of which vested on each of 12/10/19 and 12/10/20, and 116,106 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4960 due to fractional rounding of the dividend.
F5 As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which vested on 12/10/20, 113,110 of which vested on 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 8,931 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5778 due to fractional rounding of the dividend.
F6 As previously reported, on 12/10/20 the reporting person was granted 515,677 RSUs, 171,892 of which vested on 12/10/21, 171,892 of which will vest on 12/10/22, and 171,893 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 5,842 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3094 due to fractional rounding of the dividend.
F7 On 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which will vest on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.