Antonio F. Neri - Dec 9, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Derek Windham as Attorney-in-Fact for Antonio F. Neri
Stock symbol
HPE
Transactions as of
Dec 9, 2021
Transactions value $
$6,702,106
Form type
4
Date filed
12/13/2021, 04:45 PM
Previous filing
Oct 19, 2021
Next filing
Dec 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $3.17M +206K +52.31% $15.38 600K Dec 9, 2021 Direct F1
transaction HPE Common Stock Tax liability -$1.44M -93.9K -15.65% $15.38 506K Dec 9, 2021 Direct
transaction HPE Common Stock Award $2.25M +146K +28.93% $15.38 653K Dec 9, 2021 Direct F2
transaction HPE Common Stock Tax liability -$1.01M -65.4K -10.01% $15.38 587K Dec 9, 2021 Direct
transaction HPE Common Stock Options Exercise $1.77M +116K +19.77% $15.21 703K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$814K -53.5K -7.61% $15.21 650K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $193K +12.7K +1.96% $15.21 663K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$89.1K -5.86K -0.88% $15.21 657K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $1.72M +113K +17.22% $15.21 770K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$763K -50.1K -6.51% $15.21 720K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $136K +8.93K +1.24% $15.21 729K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$60.2K -3.96K -0.54% $15.21 725K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $2.61M +172K +23.72% $15.21 897K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$1.03M -67.6K -7.54% $15.21 829K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $88.9K +5.84K +0.7% $15.21 835K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$35K -2.3K -0.28% $15.21 833K Dec 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -116K -100% 0 Dec 10, 2021 Common Stock 116K Direct F3, F4
transaction HPE Restricted Stock Units Options Exercise -113K -48.1% 122K Dec 10, 2021 Common Stock 113K Direct F3, F5
transaction HPE Restricted Stock Units Options Exercise -172K -32.59% 355K Dec 10, 2021 Common Stock 172K Direct F3, F6
transaction HPE Restricted Stock Units Award +423K 423K Dec 9, 2021 Common Stock 423K Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/10/18 the reporting person was granted 348,318 Restricted Stock Units ("RSUs"), 116,106 of which vested on each of 12/10/19 and 12/10/20, and 116,106 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 12,720 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4960 due to fractional rounding of the dividend.
F5 As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which vested on 12/10/20, 113,110 of which vested on 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 8,931 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5778 due to fractional rounding of the dividend.
F6 As previously reported, on 12/10/20 the reporting person was granted 515,677 RSUs, 171,892 of which vested on 12/10/21, 171,892 of which will vest on 12/10/22, and 171,893 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 5,842 vested RSU dividend equivalent rights and a de minimus adjustment of 0.3094 due to fractional rounding of the dividend.
F7 On 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which will vest on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.