Tarek Robbiati - 19 Sep 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP & CFO
Signature
Derek Windham as Attorney-in-Fact for Tarek Robbiati
Issuer symbol
HPE
Transactions as of
19 Sep 2021
Net transactions value
+$410,700
Form type
4
Filing time
21 Sep 2021, 17:26:38 UTC
Next filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $627,826 +46,334 $13.55 46,334 19 Sep 2021 Direct
transaction HPE Common Stock Tax liability $217,125 -16,024 -35% $13.55 30,310 19 Sep 2021 Direct
holding HPE Common Stock 155,294 19 Sep 2021 by The Robbiati Family Trust dated 02/04/20

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -46,334 -33% 92,665 19 Sep 2021 Common Stock 46,334 Direct F1, F2
transaction HPE Restricted Stock Units Award +635 +1.5% 44,096 07 Apr 2021 Common Stock 635 Direct F1, F3
transaction HPE Restricted Stock Units Award +1,335 +1.5% 90,134 07 Apr 2021 Common Stock 1,335 Direct F1, F4
transaction HPE Restricted Stock Units Award +2,895 +1.6% 187,264 07 Apr 2021 Common Stock 2,895 Direct F1, F5
transaction HPE Restricted Stock Units Award +3,705 +1.6% 237,350 07 Apr 2021 Common Stock 3,705 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 952.4755 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,048.7784 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21. The number of shares in column 5 includes 4,266 vested RSU dividend equivalent rights and a de minimus adjustment of 0.82090 due to fractional rounding of the dividend equivalent rights at $13.55 per RSU credited to the reporting person's account on 09/19/21.
F3 As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19; 40,037 of which vested on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 302.1660 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 332.7175 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F4 As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 635.2906 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 699.5235 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F5 As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,377.7358 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,517.0360 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F6 As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,763.3585 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 1,941.6482 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.