| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Award | $1,093,180 | +71,078 | $15.38 | 71,078 | 09 Dec 2021 | Direct | F1, F3 | |
| transaction | HPE | Common Stock | Tax liability | $486,193 | -31,612 | -44% | $15.38 | 39,466 | 09 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Award | $838,102 | +54,493 | +138% | $15.38 | 93,959 | 09 Dec 2021 | Direct | F4 |
| transaction | HPE | Common Stock | Tax liability | $415,552 | -27,019 | -29% | $15.38 | 66,940 | 09 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Options Exercise | $608,963 | +40,037 | +60% | $15.21 | 106,977 | 10 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Tax liability | $301,934 | -19,851 | -19% | $15.21 | 87,126 | 10 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Options Exercise | $66,711 | +4,386 | +5% | $15.21 | 91,512 | 10 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Tax liability | $33,082 | -2,175 | -2.4% | $15.21 | 89,337 | 10 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Options Exercise | $640,158 | +42,088 | +47% | $15.21 | 131,425 | 10 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Tax liability | $317,402 | -20,868 | -16% | $15.21 | 110,557 | 10 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Options Exercise | $50,543 | +3,323 | +3% | $15.21 | 113,880 | 10 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Tax liability | $25,066 | -1,648 | -1.4% | $15.21 | 112,232 | 10 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Options Exercise | $925,528 | +60,850 | +54% | $15.21 | 173,082 | 10 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Tax liability | $458,886 | -30,170 | -17% | $15.21 | 142,912 | 10 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Options Exercise | $31,469 | +2,069 | +1.4% | $15.21 | 144,981 | 10 Dec 2021 | Direct | |
| transaction | HPE | Common Stock | Tax liability | $15,605 | -1,026 | -0.71% | $15.21 | 143,955 | 10 Dec 2021 | Direct | |
| holding | HPE | Common Stock | 185,604 | 09 Dec 2021 | by The Robbiati Family Trust dated 02/04/20 | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Restricted Stock Units | Award | +686 | +0.74% | 93,351 | 06 Oct 2021 | Common Stock | 686 | Direct | F5, F6 | |||
| transaction | HPE | Restricted Stock Units | Options Exercise | -40,037 | -100% | 0 | 10 Dec 2021 | Common Stock | 40,037 | Direct | F5, F7 | |||
| transaction | HPE | Restricted Stock Units | Options Exercise | -42,088 | -48% | 45,410 | 10 Dec 2021 | Common Stock | 42,088 | Direct | F5, F8 | |||
| transaction | HPE | Restricted Stock Units | Options Exercise | -60,850 | -33% | 125,835 | 10 Dec 2021 | Common Stock | 60,850 | Direct | F5, F9 | |||
| transaction | HPE | Restricted Stock Units | Award | +1,906 | +0.8% | 239,256 | 06 Oct 2021 | Common Stock | 1,906 | Direct | F5, F10 | |||
| transaction | HPE | Restricted Stock Units | Award | +195,059 | 195,059 | 09 Dec 2021 | Common Stock | 195,059 | Direct | F5, F11 |
| Id | Content |
|---|---|
| F1 | The total direct beneficial ownership reflects a decrease of 30,310 shares due to the transfer into the Robbiati Family Trust dated 02/04/20 on 12/03/21. |
| F2 | The total indirect beneficial ownership reflects an increase of 30,310 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 12/03/21. |
| F3 | As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| F4 | On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. |
| F5 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F6 | As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.3494 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. |
| F7 | As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19; 40,037 of which vested on 12/10/20, and 40,037 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 326.6105 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,386 vested RSU dividend equivalent rights and a de minimus adjustment of 0.4661 due to fractional rounding of the dividend. |
| F8 | As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 686.6839 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,323 vested RSU dividend equivalent rights and a de minimus adjustment of 0.5385 due to fractional rounding of the dividend. |
| F9 | As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,489.1910 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,069 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6020 due to fractional rounding of the dividend. |
| F10 | As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,906.0095 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. |
| F11 | On 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. |