John R. Hutt - Feb 11, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Sr Vice Pres and Controller
Signature
/s/ Wendy B. Mahling for John R. Hutt
Stock symbol
AMP
Transactions as of
Feb 11, 2022
Transactions value $
$20,000
Form type
4
Date filed
2/15/2022, 05:08 PM
Previous filing
Feb 14, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Award $20K +65.8 +9.24% $304.00 778 Feb 11, 2022 Common Stock 65.8 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.