John R. Hutt - 10 Feb 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Sr Vice Pres and Controller
Signature
/s/ Wendy B. Mahling for John R. Hutt
Issuer symbol
AMP
Transactions as of
10 Feb 2022
Net transactions value
-$663,763
Form type
4
Filing time
14 Feb 2022, 15:14:08 UTC
Previous filing
03 Feb 2022
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $248,007 +2,825 +91% $87.79 5,913 10 Feb 2022 Direct
transaction AMP Common Stock Tax liability $496,688 -1,540 -26% $322.52 4,373 10 Feb 2022 Direct
transaction AMP Common Stock Sale $415,081 -1,285 -29% $323.02 3,088 10 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -2,825 -100% $0.000000* 0 10 Feb 2022 Common Stock 2,825 $87.79 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 1,285 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2022 with sale prices ranging from $323.00 to $323.125 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Fully vested.