John R. Hutt - 16 Dec 2021 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Signature
/s/ Wendy B. Mahling for John R. Hutt
Issuer symbol
AMP
Transactions as of
16 Dec 2021
Net transactions value
-$301,834
Form type
4
Filing time
20 Dec 2021, 15:37:00 UTC
Previous filing
03 Nov 2021
Next filing
01 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $223,399 +1,735 +59% $128.76 4,657 16 Dec 2021 Direct
transaction AMP Common Stock Tax liability $323,088 -1,067 -23% $302.80 3,590 16 Dec 2021 Direct
transaction AMP Common Stock Sale $202,145 -668 -19% $302.61 2,922 16 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -1,735 -100% $0.000000* 0 16 Dec 2021 Common Stock 1,735 $128.76 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.