John R. Hutt - 01 Nov 2021 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Sr Vice Pres and Controller
Signature
/s/ Wendy B. Mahling for John R. Hutt
Issuer symbol
AMP
Transactions as of
01 Nov 2021
Net transactions value
-$89,710
Form type
4
Filing time
03 Nov 2021, 16:29:32 UTC
Next filing
20 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $158,832 +1,476 +65% $107.61 3,735 01 Nov 2021 Direct
transaction AMP Common Stock Tax liability $248,542 -813 -22% $305.71 2,922 01 Nov 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -1,476 -100% $0.000000* 0 01 Nov 2021 Common Stock 1,476 $107.61 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.